Integrity in Action: Mastering Compliance & Ethics in Private Banking

A scenario-driven workshop for private bankers and relationship managers who want to own compliance — not just survive it. No legal background required.

IBF-FTS funded

4 CPD hours

Half Day

Compliance and ethics in private banking refers to the practical application of regulatory frameworks — AML, CFT, KYC, data privacy, and investment suitability — in every client interaction. For private bankers and relationship managers, this means knowing not just the rules, but how to apply them confidently in real-world situations. As regulators in Singapore and globally increase scrutiny on financial crime and client suitability, compliance capability has become a core differentiator for trusted advisors.

Dates

No program dates are available yet.

Duration

1/2 Day

CPD Hours

Program Fee

S$500

Early Bird: 10% Discount

Choose your session

Pick a date that works for you. A confirmation email with venue details will be sent closer to the date

No open dates found for this course.

What is compliance in private banking — and why does it matter more than ever?

Singapore is one of the world’s most significant wealth management centres, and the expectations placed on private bankers have never been higher. Regulators, clients, and institutions all expect the same thing: an advisor who treats compliance not as a checkbox, but as the foundation of every client relationship.

The Integrity in Action workshop gives private bankers and relationship managers the practical frameworks, tools, and confidence to navigate real compliance scenarios — from a client who resists KYC due diligence to a suspicious transaction pattern you cannot ignore.

$3.2T

Assets managed in Singapore — making it Asia’s largest private banking hub

Source: MAS Annual Report 2024

68%

Of compliance breaches in wealth management linked to inadequate KYC processes

Source: Deloitte Financial Crime Survey 2023

4×

Greater client retention for bankers who demonstrate proactive regulatory confidence

Source: PwC Private Banking Study 2024

Who should attend this workshop?

Private bankers and relationship managers working with HNI and UHNI clients in Singapore

Wealth management professionals seeking to strengthen their AML, CFT, and KYC capabilities

Bankers who manage or review client onboarding and investment suitability processes

Team leaders responsible for compliance culture within relationship management teams

Professionals seeking IBF-STS CPD credits in the Rules, Regulations, Compliance & Ethics competency area

What will I walk away with?

By the end of this workshop, you’ll have the practical knowledge and confidence to apply compliance principles in the real situations your role demands — not just theoretical understanding.

Master KYC protocols through scenario-based training — so you can confidently probe client backgrounds and financial histories while building trust, not creating friction.

Apply Client Investment Suitability principles to propose customised solutions that align with AML, CFT, and regulatory standards, ensuring every recommendation is both ethical and defensible.

Navigate data privacy requirements (PDPA and cross-border obligations) in the context of client interactions and digital communications.

Manage conflicts of interest transparently, maintaining regulatory compliance and client trust simultaneously.

Position yourself as a compliance-confident advisor — someone clients trust precisely because you take integrity seriously.

What does the program cover?

The workshop is structured around 6 modules, each built around a real-world ‘crime scene’ simulation that puts you in the situation first — then gives you the frameworks to understand and resolve it.

Ethics and Behaviour in Private Banking

Establishes the ethical foundations that sit beneath every compliance rule. You’ll explore the behavioural patterns that lead to regulatory breaches — and how integrity, not just rule-following, protects both clients and your career. Includes a ‘crime scene’ investigation case, MCQ engagement check, readings, and scenario-based assessment.

AML, FInance Crime Compliance (FCC) & CFT

Goes deep into the mechanics of money laundering and terrorism financing — what it looks like in practice, how private bankers are targeted or inadvertently implicated, and what your reporting obligations are. Real case studies from Singapore and global wealth management contexts. Builds confidence to act on red flags without hesitation.

Know Your Customer (KYC)

KYC is often the moment where compliance and client experience collide. This module gives you the probing techniques and communication frameworks to conduct thorough due diligence — while making the client feel trusted, not suspected. Covers CDD, EDD, beneficial ownership, and PEP screening in the HNI context.

Data Privacy and Protection

Covers the PDPA, cross-border data obligations, and the specific privacy considerations in private banking — where client data is both highly sensitive and frequently shared across jurisdictions. You’ll learn how to handle digital communications, data requests, and third-party sharing in a compliant and client-respectful way.

Investment Suitability and Conflict of Interest Management

The regulatory requirement to match investment recommendations to client suitability is one of the most scrutinised areas in private banking. This module gives you a practical framework for suitability assessment and a clear approach to identifying, disclosing, and managing conflicts of interest — particularly in complex product environments.

Cybersecurity and Operational Resilience

Equips you to recognise cybersecurity risks in the private banking context — including social engineering, phishing targeted at HNI clients, and data breach scenarios — and to respond in a way that protects both clients and your institution. Includes MAS TRM guidelines and operational continuity obligations.

Why attend this workshop?

Foundational clarity

Compliance is often taught in abstractions. This workshop builds your understanding through real private banking scenarios — so the rules make sense in context, not just on paper.

Practical application

Every module starts with a simulation. You’re in the situation before you learn the framework — which means the learning sticks. You’ll leave with tools you can use on Monday morning.

Future readiness

Regulatory expectations in Singapore continue to evolve. This program is built around current MAS guidance and industry practice — giving you the confidence to stay ahead of the curve, not just catch up to it.

Is this workshop IBF-funded?

This program is accredited under the IBF Standards Training Scheme (IBF-STS), which subsidises up to 70% of the program fee for eligible Singaporeans and Permanent Residents employed in the financial services sector.
TGS Reference Number: TGS–2025058844

Frequently asked questions

Is this workshop suitable for non-technical professionals?

Yes. This workshop is designed specifically for private bankers and relationship managers — not compliance officers or legal specialists. No prior compliance qualification or legal background is required. The focus is on practical understanding and real-world application in client-facing roles. If you work with HNI clients in Singapore, this program was built for you.

What does the IBF-STS funding cover?

The IBF Standards Training Scheme (IBF-STS) subsidises up to 70% of the program fee for eligible Singaporeans and Permanent Residents employed in the financial services sector. This brings the net fee down to approximately S$150 (from the regular fee of S$500). The 10% early bird discount applies before the IBF subsidy calculation. Funding is subject to IBF eligibility criteria.

How many CPD hours will I earn?

You’ll earn 4 CPD hours upon completion, including 4 Core FAA/SFA hours. The program is IBF-accredited under TGS–2025058844 and counts towards your annual CPD requirements as a financial professional in Singapore under the Rules, Regulations, Compliance & Ethics (RRCE) competency area.

Can my company register multiple participants?

Yes. If you’d like to register three or more participants from your organisation, please contact us directly at contact@momenta.biz or +65 8613 5868 to discuss group pricing and availability. We also offer in-house versions of this program for larger teams.

What is the cancellation and refund policy?

Cancellations made more than 14 days before the program date are eligible for a full refund. Cancellations within 14 days of the program may be transferred to a future session. Please contact us at contact@momenta.biz to discuss your options.

Do I need prior knowledge of AML or compliance regulations?

No prior knowledge is assumed. The program is self-paced and builds from foundational principles through to practical application. Whether you’re refreshing existing knowledge or building it from scratch, the scenario-based structure means you’ll develop real competence, not just awareness.

Ready to join us?

Select your preferred session and complete the short form below. We’ll confirm your place and send venue details closer to the date.

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